Senior Marketing Compliance Manager, Global Financial Institutions, London

Senior Marketing Compliance Manager, Global Financial Institutions

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Job Description

Are you passionate about ensuring marketing excellence while upholding the highest standards of compliance? We’re looking for a Senior Marketing Compliance Manager to join our team and help shape the future of marketing governance for our Global Financial Institutions (GFIs) and high-net-worth clients across the UK, Europe, and Asia.This is a fantastic opportunity to work in a collaborative, forward-thinking environment where your expertise will directly influence how we communicate with some of our most sophisticated clients.What you’ll be doing:

Reviewing and updating compliance policies and procedures in line with regulatory requirements and best practices

Administering the marketing material review and approval process across multiple jurisdictions and client types

Championing compliance within the marketing team by delivering training and mentoring junior colleagues

Establishing and maintaining monitoring processes to test adherence to marketing compliance standards

Preparing and refining risk control assessments with a focus on GFI and end-client needs

Managing first-line compliance processes to ensure clarity and transparency for all customer interactions

Collaborating with internal stakeholders to maintain accurate procedures and implement efficiencies

Partnering with the compliance team to manage regulatory changes and ensure seamless communication

QualificationsWho we’re looking for:

Experience in approving financial promotions for GFIs and sophisticated investor audiences across UK, Europe, and Asia

Strong knowledge of relevant regulations including FCA COBS, Consumer Duty, MiFID II, UCITS IV, AIFMD, and GDPR

Ability to analyse complex compliance issues and develop practical, risk-aware solutions

Excellent communication and influencing skills, with confidence engaging senior stakeholders

A proactive and collaborative approach to problem-solving and continuous improvement

A degree in a relevant discipline and a commitment to ongoing professional development

Experience mentoring or supporting the development of others within a compliance or marketing function

Language skills - German (essential)

Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here are some of the benefits we offer:

The opportunity to participate in our annual, performance -related bonus plan and valuable share schemes

Generous pension contribution

Life assurance

Healthcare Plan (permanent employees only)

At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday

Competitive family leave

Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice (permanent employees only)

There are the many discounts we offer – both for our own products and at a range of high street stores and online

In 2023, some of our workspaces were redesigned. Our offices are great spaces to connect and collaborate and have your wellbeing at the heart

Additional InformationAt L&G, we believe it's possible to generate positive returns today while helping to build a better future for all. If you join us, you’ll be part of a welcoming, inclusive culture, with opportunities to collaborate with people of diverse backgrounds, views, and experiences. Guided by leaders with integrity who care about your future and wellbeing. Empowered through initiatives which support people to develop their careers and excel.We care passionately about outcomes rather than attendance and are therefore open to discussing all kinds of flexible working options including part-time, term-time and job shares. Although some roles have limited flexibility due to customer demand, we accommodate requests when we can. It doesn’t matter if you don’t meet every single criterion in this advert. Instead, think about what you excel at and what else you can bring in terms of strengths, potential and connection to our purpose. Share this article

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Location:: London
Job Type:: PartTime

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