Marketing Compliance Officer

2 Days Old

Our client, an industry-leading global investment firm is looking to hire a Marketing Compliance Associate to join its Compliance function, supporting its expanding presence in Europe and beyond. This position will play a vital role in ensuring adherence to regulatory standards and best practices across a diverse set of investment products and client types. The role is embedded within the EMEA Compliance team, acting as a key advisor to distribution and investor relations professionals who market investment offerings to institutional and private clients. This includes working across multiple asset classes and geographies to provide strategic guidance on regulatory matters, investor communications, and fund distribution frameworks.
Key Responsibilities:
Marketing Compliance: Review and provide feedback on marketing materials, investor presentations, due diligence documents, and reporting deliverables from a regulatory and risk perspective. Regulatory Advisory: Offer practical legal/compliance guidance regarding fund distribution, investor classification, and regional registration regimes, particularly within Europe. Policy Development: Contribute to the enhancement and upkeep of internal policies and procedures concerning marketing and fundraising activities. Training...
Location:
London
Category:
Admin, Office, Secretarial & PA

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