Overview

Job Title: Compliance Analyst - Marketing

Location: London

Working style: Hybrid 50% home/office based

We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management and specifically support our marketing teams.

Whilst reporting into the Head of Compliance, in this role you will work closely with our International Distribution Compliance Officer on all compliance topics related to marketing.

As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.

The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.

This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.

Responsibilities

• Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
• Maintain RLAM’s Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
• Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
• Prepare and deliver training on key issues and regulatory changes

Qualifications

• Prior experience of investments activities in an asset management business within a relevant role.
• Understanding of compliance and regulatory requirements
• Good experience of Word, Excel PowerPoint, Power BI
• Understanding of data organisation
• Some experience within an operational asset management environment (UK or EU).
• Knowledge of investment matters in UCITS and AIFMD
• SI / IAQ / IMC qualified or willing to study towards with support.
• Understanding of UK, Irish and EU compliance and regulatory requirements.

About Royal London Asset Management

Royal London Asset Management (RLAM), part of the Royal London Group, is one of the UK's leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients’ capital, exercising their rights and influencing positive change.

Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.

Inclusion, diversity and belonging

We’re an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.

Benefits

We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here - Our Benefits

Closing date

5th September 2025

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Other